OCTOBER FRA Newsletter - Issue 38/2017


EIs are required for the purpose of identifying counterparties that are legal entities under MiFIR transaction reporting. ESMA has made it abundantly clear that investment firms must be able to identify a counterparty that is a legal entity in a transaction report by using an LEI and should not enter into a reportable transaction without one.

16 October 2017

Publications


NOVEMBER iCAS Newsletter Issue 43/2017
The European Banking Authority ("EBA") opened a public consultation on a proposed amendment to the Regulatory Technical Standard 1 ("RTS...
13 November 2017
NOVEMBER iCAS Newsletter Issue 42/2017
We would like to remind you about obtaining a Legal Entity Identifier ("LEI") before 3 January 2018, the implementation date for...
06 November 2017
OCTOBER iCAS Newsletter Issue 41/2017
The European Securities and Markets Authority ("ESMA") published 9 opinions on position limits regarding commodity derivatives under MiFID II/MIFIR. ESMA’s opinions agree...
30 October 2017
OCTOBER TAX Newsletter Issue 11/2017
Further to our Newsletters Issue 03/2017 and 08/2017, we would like to inform you that the House of Representatives voted...
27 October 2017
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