OCTOBER FRA Newsletter - Issue 38/2017


EIs are required for the purpose of identifying counterparties that are legal entities under MiFIR transaction reporting. ESMA has made it abundantly clear that investment firms must be able to identify a counterparty that is a legal entity in a transaction report by using an LEI and should not enter into a reportable transaction without one.

16 October 2017

Publications


OCTOBER iCAS Newsletter Issue 38/2018
The European Securities and Markets Authority ("ESMA") publishes its first Annual Statistical Report ("Report") on the European Union's ("EU") derivatives...
22 October 2018
OCTOBER iCAS Newsletter Issue 37/2018
The Governing Council agreed to maintain the current monetary policy stance at its September monetary policy meeting. 
15 October 2018
OCTOBER iCAS Newsletter Issue 36/2018
The aim of the European Central Bank ("ECB") Macroprudential Bulletin is to raise awareness of macroprudential policy issues in the euro...
08 October 2018
SEPTEMBER iCAS Newsletter Issue 35/2018
The Financial Conduct Authority ("FCA") has published a Decision Notice Concerning Linear Investments Limited.
02 October 2018
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