SEPTEMBER iCAS Newsletter Issue 35/2018


Linear failed to take reasonable care to organise and control its affairs responsibility and effectively to ensure potential instances of market abuse could be detected and reported. The failure occurred from 14 January 2013 to 9 August 2015. Linear has referred the issue of penalty to the Upper Tribunal.

02 October 2018

Publications


DECEMBER iCAS Newsletter Issue 45/2018
The European Securities Markets and Authority is launching the process to renew the Consultative Working Group ("CWG") of the Financial...
10 December 2018
NOVEMBER iCAS Newsletter Issue 44/2018
The Financial Conduct Authority ("FCA") publishes its EU Withdrawal Impact Assessment. 
03 December 2018
NOVEMBER iCAS Newsletter Issue 43/2018
The European Securities and Markets Authority ("ESMA") is publishing this Public Statement to address the risks of a no-deal Brexit...
27 November 2018
NOVEMBER iCAS Newsletter Issue 42/2018
The European Securities and Markets Authority ("ESMA") has published its first annual report.
19 November 2018
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