Financial, Regulation and Advisory

Licensing Services
Having accumulated a wealth of experience in servicing international companies which offer investment and financial services worldwide, K. Treppides & Co LTD can assist with the following:

- The structure and application for a license for EU and non-EU based Investment Firms, Investment Funds, Payment and Electronic Money Institutions, Gaming, Corporate Service Providers, Financial Institutions, Insurance Companies and Bank’s inter alia.

- Advise on the current framework and procedures required in each case based on our experience on the unique way each market participant operates.

- Advise on the activation procedure, based on the applicable license conditions and legal framework requirements.

- Expand the license, applying for a branch or a representative office, applying of a tied agent or for new licenses in EU and non EU countries (such as UK, Malta, Cyprus, Russia, South Africa, Australia, Ireland, Gibraltar, Belize, BVI, Mauritius, Seychelles, Cayman Islands, Bermuda, New Zealand, Vanuatu, Labuan, Singapore, Luxemburg, Hong Kong).

Internal Audit Services
K. Treppides & Co Ltd, provides Internal Audit Services to EU and non EU based regulated entities (Investment Firms, Investment Funds, Payment Institutions, Electronic Money Institutions, Municipalities and Quasi-Governmental Organizations, Banks and Insurance Companies inter alia) that wish to outsource the Internal Audit Function or to have an external Internal Auditor review their procedures.

Compliance Officer and Compliance Consulting Services
K. Treppides & Co Ltd, provides Compliance and Compliance Consulting Services to EU and non EU based regulated entities (Investment Firms, Investment Funds, AIFMs, Payment Institutions, Electronic Money Institutions, inter alia) that wish to outsource the Compliance Function or to have consulting services and support in relation to compliance matters.

Compliance and Compliance Consulting Services are offered to EU and on-EU based regulated entities to ensure that they are compliant with the relevant and current regulatory requirements. Compliance requirements inter alia are being defined by the EU Markets in Financial Instruments Directive and Regulation (MIFID, MIFID II and MIFIR), Basel II and III, Capital Requirements Directive IV and Regulation (CRDIV and CRR), the European Markets Infrastructure Regulation (EMIR), the Foreign Account Tax Compliance Act (FATCA), the Alternative Investment Fund Managers Directive (AIFMD) and Anti Money Laundering Legislation.

Risk Management Services
Having serviced numerous Investment Firms, Investment Banks, Electronic Money Institutions and Payment Institutions, K. Treppides & Co Ltd, provides dedicated active Risk Management and specialized Regulatory Compliance services as follows:

- Dedicated outsourced Risk Manager officers.

- Internal Capital Adequacy Assessment Process (ICAAP) and Supervisory Review (SREP) assistance.

- Regulatory Risk Compliance.

- Capital Requirements Regulation (CRR) and Directive (CRDIV).

- European Market Infrastructure Regulation (EMIR).

- Markets in Financial Instruments Regulation (MiFIR) and Directive (MiFID II).

- Enterprise Risk Management Consulting.

Regulation and Advisory Services
K. Treppides & Co LTD, provides advice regarding any regulation surrounding companies, ranging from Companies Law, Taxation Law, Investment Firms Law, Investment Funds Law across EU and/or Non-EU Jurisdictions and regulations. Also, it provides advice on industry best practices that can assist the market participants to be on the forefront of client service and protection.

Corporate Finance
K. Treppides & Co LTD, offers services in relation to Valuations of Entities, Domains, Real Estate via a variety of ways which include inter alia Discounted Cash Flow, Transaction Multiples and Trading Multiples. We further advise and assist on Leveraged Buy-Outs, Mergers and Acquisitions and offer Transactional Services. These include Financial, Legal, Compliance and Regulatory Due Diligence of Entities and Transactions across jurisdictions and industries.

Advisory Services:
K. Treppides & Co Ltd takes a client driven approach when offering advisory services to its clients. Advice can be provided in setting up the optimum capital structure as well as guidelines on expanding a business by taking into consideration regulatory, tax rules and industry trends.


OCTOBER FRA Newsletter - Issue 38/2017
We would like to remind you about obtaining a Legal Entity Identifier ("LEI") before 3 January 2018, the implementation date for...
16 October 2017
OCTOBER FRA Newsletter - Issue 37/2017
The European Securities and Markets Authority ("ESMA") issued its final draft Regulatory Technical Standard ("RTS") implementing the trading obligation for derivatives...
09 October 2017
SEPTEMBER FRA Newsletter Issue 36/2017
The Joint Committee of the three European Supervisory Authorities ("EBA", "ESMA" and "EIOPA" - "ESAs") published specific guidelines for the prevention...
02 October 2017
SEPTEMBER FRA Newsletter Issue 35/2017
The Financial Services and Market Authority ("FASMA"), ESMA and ECB launch a new working group tasked with the identification and adoption...
25 September 2017
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